These consolidated appeals seek reversal of judgments entered in favor of respondent Hennessy Industries, Inc. (Hennessy).
Hennessy moved for judgment on the pleadings in all of plaintiffs' cases, arguing it could not be held liable as a matter of law because it did not manufacture or distribute the asbestos-containing brake linings, which Hennessy claimed were the cause of plaintiffs' injuries. The trial court agreed, finding that plaintiffs' injuries were the result of defects in the products of other manufacturers for which Hennessy was not responsible. It granted Hennessy's motions and denied plaintiffs leave to amend their complaints. The court entered judgment in Hennessy's favor on all of plaintiffs' causes of action, and plaintiffs appealed.
We conclude plaintiffs could have cured the defect in their complaints by amendment. We therefore hold it was error to grant judgment on the pleadings to Hennessy and an abuse of discretion to deny plaintiffs leave to amend their complaints with respect to their causes of action for strict products liability and negligence. We therefore reverse the judgments with regard to those causes of action.
These appeals challenge a grant of judgment on the pleadings, and we accept as true the factual allegations in plaintiffs' complaints. (Gerawan Farming, Inc. v. Lyons (2000) 24 Cal.4th 468, 515-516 [101 Cal.Rptr.2d 470, 12 P.3d 720].) Because all of these allegations are deemed admitted for purposes of a motion for judgment on the pleadings (Ludgate Ins. Co. v. Lockheed Martin Corp. (2000) 82 Cal.App.4th 592, 602 [98 Cal.Rptr.2d 277] (Ludgate)), we draw our statement of facts from plaintiffs'"master complaint," their individual case-specific complaints, and the proposed amendments to the complaints plaintiffs filed in the trial court.
Between 1958 and 1996, William Bettencourt worked in various occupations in which he was exposed to asbestos and asbestos-containing products. He also suffered nonoccupational exposure to asbestos from performing maintenance and repairs on cars, trucks, and motorcycles. Bettencourt was diagnosed with asbestosis, asbestos-related pleural disease, and right lung cancer in about 1984. He was diagnosed with bladder and kidney cancer in about 2004, left lung cancer in about 2005, and received another diagnosis of right lung cancer in about 2006. He died October 10, 2007.
Donald Pearson served in the United States Army and worked as a machinist, mixer, gas station attendant, and mechanic. Between 1958 and 1993, he was exposed to asbestos and asbestos-containing products at various places of employment. He also suffered nonoccupational exposure when he changed and removed the brakes on different vehicles. In the process, he used grinding and arcing machines to shape the new brakeshoes. Pearson was diagnosed with asbestosis and asbestos-related pleural disease in about May 2008.
Shusted's decedent, Margaret Hauck, experienced para-occupational exposure to asbestos from her father's and husband's dirty work clothing. Hauck lived with her father between 1942 and 1960, during which time he worked
John Siegel was exposed to asbestos-containing products at numerous workplaces between 1964 and 2000. He was diagnosed with lung cancer in about April 2006, and died on April 24, 2008.
Hennessy engaged in the design, manufacture, and distribution of brakeshoe grinding machines.
During the periods relevant to this litigation, all brakeshoe linings used on automobiles, light trucks, and commercial trucks in the United States contained asbestos. Hennessy knew or should have known its brakeshoe grinding machines would be used by consumers and workers in conjunction with asbestos-containing brake linings. Its machines were specifically designed for grinding such brakeshoe linings and had no other function. Plaintiffs allege this was the inevitable use of Hennessy's machines.
Until subjected to Hennessy's product, asbestos fiber bundles were physically bound or otherwise attached in a "matrix" in the nonfriable asbestos brake lining. As they were designed to do, Hennessy's machines ground and abraded the hard linings and subjected them to pressures, temperatures, and force, making portions of the lining into a fine powder and releasing the formerly bound-up asbestos as airborne fibers. The airborne fibers presented a significant danger to human health, as they would be inhaled by anyone in the area around the brakeshoe grinding machine during or after its use. The use of Hennessy's products led to inhalation and ingestion of those asbestos fibers, which cause serious disease, including asbestosis, other lung damage, cancer, and even death.
Hennessy's machines were unsafe and dangerous for use, both because they were negligently manufactured and designed, and because Hennessy
Plaintiffs filed complaints for wrongful death or personal injury in San Francisco Superior Court. They alleged a number of causes of action against Hennessy, but only two—those for negligence and strict products liability— are at issue in these appeals.
Hennessy moved for judgment on the pleadings in all of the cases. Relying principally on our opinion in Taylor v. Elliott Turbomachinery Co. Inc. (2009) 171 Cal.App.4th 564 [90 Cal.Rptr.3d 414] (Taylor), Hennessy contended it could not be held liable under either negligence or strict products liability for asbestos-containing products manufactured, marketed, and distributed by other entities. Briefly stated, Hennessy argued it was not liable because plaintiffs did not allege Hennessy had placed an asbestos-containing product into the stream of commerce. (See id. at pp. 575-579 [explaining that Cal.'s "`stream of commerce'" theory of products liability generally restricts strict liability for failure to warn to entities in the chain of distribution of the defective product].) Since plaintiffs alleged their injuries were the result of exposure to inherently dangerous asbestos released from brake linings produced by others, Hennessy asserted its product did not cause or create the risk of harm to plaintiffs. Under Taylor, Hennessy argued, it could not be held liable as a matter of law.
Plaintiffs opposed Hennessy's motions, arguing Taylor was both wrongly decided and factually distinguishable. Plaintiffs contended their cases were controlled by the Second District's opinion in Tellez-Cordova v.
After hearings on Hennessy's motions in all of these cases, the trial court granted judgment on the pleadings to Hennessy with respect to all of plaintiffs' causes of action. The trial court explained its reasoning in its tentative ruling. Citing Taylor and the line of California authority upon which Taylor relied, the trial court reasoned that "[a] product manufacturer has no duty to persons whose injury results from defects in the products of others." It noted plaintiffs did not allege that Hennessy sold an asbestos-containing product or that it had any control over the design and manufacture of the asbestos-containing brake linings used in conjunction with its machines. The trial court found Tellez-Cordova distinguishable on its facts and explained that unlike in Tellez-Cordova, plaintiffs made no allegation that Hennessy's machines could only function in conjunction with asbestos-containing brake linings, or that the brake arcing machines and brake linings formed a single defective system over which defendant exercised significant control. The trial court recognized that "the plaintiff's injury would not have occurred but for [Hennessy's] product, but it was a defect in the product of another which proximately caused the injury. The only alleged defect in [Hennessy's] machines is that they ... caused another defective product to injure the decedent ...." Under those facts, the court ruled Hennessy had no duty to plaintiffs. It also denied plaintiffs' request for leave to amend their complaint.
The trial court entered judgment in Hennessy's favor on all of plaintiffs' causes of action. Plaintiffs filed timely appeals.
Plaintiffs contend their proposed amended complaints sufficiently allege causes of action for strict liability and negligence, and therefore the trial court
Hennessy's response is twofold. First, reprising the argument it made below, it claims it is not liable in either strict liability or negligence for injuries caused by other manufacturers' products. Second, it contends that as a matter of law, its products did not cause plaintiffs' injuries.
A motion for judgment on the pleadings is analogous to a general demurrer. (Ludgate, supra, 82 Cal.App.4th at p. 602.) Like a general demurrer, it tests the sufficiency of the complaint. (108 Holdings, Ltd. v. City of Rohnert Park (2006) 136 Cal.App.4th 186, 193 [38 Cal.Rptr.3d 589].) The scope of our review of a judgment on the pleadings is de novo, and we determine whether the complaint states a valid cause of action. (Ludgate, at p. 602.) In so doing, we accept as true the factual allegations the plaintiff makes and give them a liberal construction.
If the facts alleged in the complaint do not support any valid cause of action against a defendant, we then ask whether the complaint could reasonably be amended to do so. (Kempton v. City of Los Angeles, supra, 165 Cal.App.4th at p. 1347.) Leave to amend is liberally allowed. (Id. at p. 1348.) The trial court's denial of leave to amend is reviewed for abuse of discretion. (Ludgate, supra, 82 Cal.App.4th at p. 602.) The trial court abuses its discretion if it denies leave to amend when there is a reasonable possibility the defect in the pleading could be cured by amendment. (Mendoza v. Continental Sales Co. (2006) 140 Cal.App.4th 1395, 1402 [45 Cal.Rptr.3d 525].)
Resolution of these appeals turns largely on the application of existing case law to the allegations of plaintiffs' complaints. The issue is whether the cases before us are more closely analogous to Tellez-Cordova, as plaintiffs argue, or to Taylor, as Hennessy argues. We conclude the Supreme Court's opinion in O'Neil is dispositive of this issue. Like our colleagues in Division One, we hold that plaintiffs'"allegations satisfy the circumscribed parameters of liability articulated by the Court of Appeal in Tellez-Cordova and approved by the Supreme Court in O'Neil." (Shields, supra, 205 Cal.App.4th 782, 798.) We briefly review the facts and holdings of Tellez-Cordova, Taylor, and O'Neil before explaining their implications for these appeals.
O'Neil provides a succinct summary of the facts of Tellez-Cordova: "Tellez-Cordova developed lung disease from breathing toxic substances released from metals he cut and sanded and from abrasive discs on the power tools he used. (Tellez-Cordova, supra, 129 Cal.App.4th at p. 579.) He sued manufacturers of these tools, arguing they were `specifically designed' to be used with abrasive discs for grinding and sanding metals, and it was therefore reasonably foreseeable that toxic dust would be released into the air when the tools were used for their intended purpose. (Id. at p. 580.) Relying on Garman v. Magic Chef. Inc. [(1981)] 117 Cal.App.3d 634 [173 Cal.Rptr. 20], and Powell v. Standard Brands Paint Co. [(1985)] 166 Cal.App.3d 357 [212 Cal.Rptr. 395], the tool manufacturers argued California law imposed no duty on them to warn of hazards in the product of another. (Tellez-Cordova, at p. 585.) The tools themselves released no hazardous dust; the dust came from the abrasive discs that were attached to the tools and the metals they contacted. However, the Court of Appeal remarked that this argument `misse[d] the point,' because the intended purpose of the tools was to abrade surfaces, and toxic dust was a foreseeable byproduct of this activity. According to the complaint's allegations, `the tools had no function without the abrasives which disintegrated into toxic dust,' and `the abrasive products were not dangerous without the power of the tools.' (Ibid.)" (O'Neil, supra, 53 Cal.4th at p. 360.)
In Tellez-Cordova, the trial court sustained the defendant manufacturers' demurrer to the plaintiffs' complaint for failure to state a cause of action, but the Court of Appeal reversed, holding that none of the defendant manufacturers' theories supported judgment on a demurrer. (Tellez-Cordova, supra, 129 Cal.App.4th at pp. 579, 581.) It rejected the defendant manufacturers' argument that they need not warn of defects in the products of another. (Id. at p. 585.) It explained, "`[A] manufacturer owes a foreseeable user of its
The defendant manufacturers also contended the complaint failed to meet the requirements of Bockrath v. Aldrich Chemical Co. (1999) 21 Cal.4th 71 [86 Cal.Rptr.2d 846, 980 P.2d 398] (Bockrath), "which set out the rules for pleading causation in `a complaint alleging harmful long-term exposure to multiple toxins.'" (Tellez-Cordova, supra, 129 Cal.App.4th at p. 586, quoting Bockrath, supra, 21 Cal.4th at p. 77.) The manufacturers argued Bockrath's requirements were not met because the complaint did not allege the defendants manufactured or supplied the toxins to which Tellez-Cordova was exposed. (Tellez-Cordova, at p. 586.) Again, the Court of Appeal disagreed, finding Bockrath inapplicable. (Ibid.) It explained that Bockrath set forth the pleading requirements when suppliers of toxic substances are sued. (Ibid.) It noted the plaintiffs had sued "under a different kind of theory, that respondents' tools, when used as intended, caused toxic particles to be released from the otherwise harmless wheels and discs." (Ibid.) The plaintiffs' theory was that the defendant manufacturers' products, "when used as intended—indeed, when used in the only way they could be used—did cause the injury, and they pled facts in support of that theory." (Id. at p. 587.) On demurrer, the court could not say as a matter of law that the products did not cause the injury alleged. (Ibid.)
Reginald Taylor served aboard a Navy aircraft carrier for over three years in the mid-1960's, and during his service he removed and replaced asbestos-containing internal gaskets, packing, and insulation from equipment the defendant manufacturers had supplied to the Navy when the carrier was built in the early 1940's. (Taylor, supra, 171 Cal.App.4th at pp. 571-572.) Removal of these materials released into the air asbestos dust and particles, which Taylor inhaled. (Id. at p. 572.) Although some of the defendants' equipment included asbestos-containing parts when delivered to the Navy in the 1940's, it was undisputed that all of those original parts had been removed by the time of Taylor's service. (Id. at pp. 570-571 & fn. 2, 572.)
Taylor developed mesothelioma from his exposure to asbestos, and after his death, his wife sued the equipment manufacturers. (Taylor, supra, 171 Cal.App.4th at p. 572.) The manufacturers moved for summary judgment, arguing they were not liable because they did not manufacture or supply the
We held the equipment manufacturers could not be held strictly liable for failing to warn about the dangers of asbestos exposure arising from products manufactured and supplied by others.
In O'Neil, the California Supreme Court held the defendant product manufacturers could not be held liable, in either strict products liability or negligence, for injuries caused by adjacent products or replacement parts made by others and used in conjunction with the defendants' products. (O'Neil, supra, 53 Cal.4th at p. 342.) Like certain defendants in Taylor, the defendants in O'Neil had manufactured valves and pumps for the United States Navy during World War II. (Id. at pp. 343-344.) The valves and pumps were used with asbestos-containing external insulation and internal gaskets and packing, which were made by third parties and added to the pumps and valves after their sale to the Navy. (Id. at pp. 344-345.) Plaintiff O'Neil, a Navy seaman who had served aboard an aircraft carrier in the mid-1960's, was exposed to airborne asbestos fibers during the repair of equipment in the carrier's engine and boiler rooms, because this work "generated large amounts of asbestos dust." (Id. at p. 345.) There was no evidence, however, that any of the asbestos-containing dust came from the defendants' products. (Ibid.) The defendants had not manufactured or sold the external insulation or gaskets removed during the repair work, and although the valves and pumps contained internal asbestos-containing gaskets and packing when the aircraft carrier was built, those original components had been replaced long before O'Neil's service on the ship. (Ibid.)
On these facts, the Supreme Court held the defendants were not strictly liable for O'Neil's injuries "because (a) any design defect in defendants' products was not a legal cause of injury to O'Neil, and (b) defendants had no duty to warn of risks arising from other manufacturers' products." (O'Neil, supra, 53 Cal.4th at p. 348.) Discussing the design defect theory, the court concluded that even if the inclusion of asbestos makes a product defective, "no defect inherent in defendants' pump and valve products caused O'Neil's disease." (Id. at p. 350.) There was no evidence that the design of the defendants' products required the use of asbestos components, and they were not rendered defective merely because they were compatible for use with asbestos-containing components. (Ibid.)
In the course of its discussion of the duty to warn, the Supreme Court examined Tellez-Cordova, supra, 129 Cal.App.4th 577. (O'Neil, supra, 53 Cal.4th at pp. 360-361.) It distinguished Tellez-Cordova from the case before it on two grounds. "First, the power tools in Tellez-Cordova could only be used in a potentially injury-producing manner. Their sole purpose was to grind metals in a process that inevitably produced harmful dust." (Id. at p. 361.) "Second, it was the action of the power tools in Tellez-Cordova that caused the release of harmful dust, even though the dust itself emanated from another substance." (Ibid.) The Supreme Court explained that the dust to which O'Neil was exposed came from insulation, gaskets, and packing made by others, and unlike the manufacturers in Tellez-Cordova, "[n]othing about defendants' pumps and valves caused or contributed to the release of this dust." (Ibid.) The Supreme Court went on to note that "[r]ecognizing a duty to warn was appropriate in Tellez-Cordova because there the defendant's product was intended to be used with another product for the very activity that created a hazardous situation." (Ibid.)
Thus, although the Supreme Court refused to extend the holding of Tellez-Cordova "beyond its unique factual context," it used that case as an example of the exception to the rule "that a product manufacturer generally may not be held strictly liable for harm caused by another manufacturer's product." (O'Neil, supra, 53 Cal.4th at pp. 361, 362.) Under the holding of O'Neil, a manufacturer may be held strictly liable for harm caused by the product of another "when the defendant bears some direct responsibility for the harm, ... because the defendant's own product contributed substantially to the harm." (Id. at p. 362.)
Reviewing the allegations of plaintiffs' complaints in the context of the legal rules enunciated in O'Neil, Taylor, and Tellez-Cordova, we conclude that if plaintiffs were permitted to amend their complaints in the manner proposed, their amended complaints would allege facts sufficient to state causes of action for strict liability and negligence. Since the claimed defect in the pleadings can be cured by amendment, the trial court abused its discretion in denying plaintiffs leave to amend. (Mendoza v. Continental Sales Co., supra, 140 Cal.App.4th at p. 1402.)
We find these allegations indistinguishable from those Tellez-Cordova held sufficient to survive demurrer. As in that case, plaintiffs allege Hennessy's machines created harmful dust, even if the dust did not come from the machines themselves. (Tellez-Cordova, supra, 129 Cal.App.4th at p. 585.) Plaintiffs' theory is that Hennessy's machines caused harmful asbestos fibers to be released from brake linings that would have been harmless had they been left intact. (See id. at p. 586.) Here, as in Tellez-Cordova, plaintiffs allege the sole purpose of Hennessy's machines was to grind brake linings "in a process that inevitably produced harmful dust." (O'Neil, supra, 53 Cal.4th at p. 361.) Under the allegations of plaintiffs' complaints, which we must accept as true, Hennessy's "product was intended to be used with another product for the very activity that created a hazardous situation." (Ibid.) While a manufacturer generally has no liability for harm caused by another manufacturer's product, O'Neil established two exceptions to that general rule, and these allegations bring plaintiffs' complaints within one of those exceptions. (Id. at p. 362.) Plaintiffs can state a cause of action for strict liability, as they claim Hennessy "bears some direct responsibility ... because [Hennessy's] own product contributed substantially to the harm." (Ibid.; accord, Shields, supra, 205 Cal.App.4th 782, 796 [explaining that plaintiffs in these cases "allege that [Hennessy] manufactured and distributed a machine that did indeed create or contribute substantially to the exposure to airborne asbestos fibers suffered by plaintiffs"]; Taylor, supra, 171 Cal.App.4th at p. 583 [duty to warn may exist where "manufacturer's product in some way causes or creates the risk of harm ..."].)
The policy considerations and foreseeability issues Hennessy cites are inapposite if we accept, as we must, the truth of the allegations in plaintiffs' proposed amended complaints. Contrary to Hennessy's claims, holding that plaintiffs' complaints state a cause of action for negligence will not render Hennessy potentially liable for defective products made or supplied by others. Hennessy is not being asked to "insure against products over which [it has] no control." As explained above, plaintiffs seek to hold Hennessy liable for design and warning defects in Hennessy's own product, not the products of others. Furthermore, the alleged injuries were not unforeseeable merely because Hennessy's brakeshoe grinding machines did not themselves contain asbestos. Plaintiffs allege that Hennessy knew or should have known its machines would be used to grind asbestos-containing brake linings and that
Hennessy's attempt to distinguish Tellez-Cordova is unpersuasive.
Hennessy's supplemental brief further illustrates its misunderstanding of Tellez-Cordova's holding. Hennessy correctly states that O'Neil recognized two exceptions to the general rule that a manufacturer is not strictly liable for harm caused by the products of others. (See O'Neil, supra, 53 Cal.4th at p. 362.) O'Neil cited Tellez-Cordova as supporting an exception to the general rule when "the defendant's own product contributed substantially to the harm ...." (Ibid.) But Hennessy contends this exception applies when "defendant's product unites with another to form one finished product that creates a unique risk of harm ...."
Despite O'Neil's recognition that a product manufacturer may be liable for harm caused by the product of another where the defendant's product contributes substantially to the harm (O'Neil, supra, 53 Cal.4th at p. 362), Hennessy continues to argue it can have no liability because it is outside the chain of distribution of the allegedly defective product—the asbestos-containing brake linings. It also insists its product was not a cause of plaintiffs' injuries. We reject both arguments.
Hennessy argues it is not liable as a matter of law for damage caused by the asbestos-containing brake linings because it did not place the brake linings into the stream of commerce. (See Taylor, supra, 171 Cal.App.4th at pp. 575-576 [explaining stream of commerce theory of products liability].) Hennessy claims plaintiffs have not alleged it was part of the "chain of distribution of the injury-causing manufactured product" (id. at p. 575) or "a part of the manufacturing or marketing enterprise of the allegedly defective product that caused the injury in question" (Peterson v. Superior Court (1995) 10 Cal.4th 1185, 1188 [43 Cal.Rptr.2d 836, 899 P.2d 905]), and therefore it is not liable to plaintiffs under either a strict products liability or a negligence theory. We disagree.
First, the unspoken premise of Hennessy's argument is that the asbestos-containing brake linings were the sole cause of plaintiffs' injuries. This argument is therefore based on a factual assumption inconsistent with the allegations of the complaints. Plaintiffs do not allege that the asbestos-containing brake linings were the sole cause of their injuries. Instead, they allege that the action of Hennessy's machines caused asbestos fibers that had been safely bound in the matrix of the brake linings to be released into the air, and this release resulted in the harmful asbestos exposure. Plaintiffs further claim the machines were specifically designed to grind such brake linings and that this was the "intended and only use" or the "`inevitable use'" of Hennessy's machines. Thus, Hennessy's argument "misses the point of appellants' complaint," which is that Hennessy's tools created the airborne asbestos fibers, "even if the [fibers] did not come directly from the tools." (Tellez-Cordova, supra, 129 Cal.App.4th at p. 585.)
That Hennessy did not manufacture or distribute the asbestos-containing brake linings does not absolve it of liability as a matter of law. As our Supreme Court explained, "a product manufacturer generally may not be held strictly liable for harm caused by another manufacturer's product" (O'Neil, supra, 53 Cal.4th at p. 362), but this is true only "where the hazard arises
For similar reasons, we reject Hennessy's argument that it had no duty to warn of dangers associated with the asbestos-containing brake linings. Citing Taylor, Hennessy contends its duty is restricted to warnings based on the characteristics of its brake grinding machine. Once again, we disagree.
In this case, plaintiffs allege Hennessy's product (the brakeshoe grinding machine) was intended to be used with another product (the asbestos-containing brake linings) for an activity that created a hazardous situation (the release of asbestos fibers). This is the exact circumstance in which the Supreme Court found it reasonable to expect a manufacturer to give warnings. (O'Neil, supra, 53 Cal.4th at p. 361.) Plaintiffs do not seek to require Hennessy to warn of defects in another manufacturer's products; they allege instead that Hennessy owed a duty to warn foreseeable users of its brake grinding machines of the risks of using the product. (See Tellez-Cordova, supra, 129 Cal.App.4th at p. 585.)
Hennessy makes two arguments on the issue of causation. Both depend on factual assertions inconsistent with the allegations of the plaintiffs' proposed
Hennessy summarizes its first causation argument as follows: "Appellants have not alleged and cannot allege Hennessy's brake arcing machine was a substantial factor in causing their harm because they alleged the same harm—exposure to inherently dangerous asbestos containing brake linings— occurred without the use of Hennessy's brake arcing machine."
That the conduct of other entities may also have contributed to plaintiffs' injuries would not preclude a finding that Hennessy's product was a substantial factor in causing those injuries. (See, e.g., Taylor v. John Crane, Inc. (2003) 113 Cal.App.4th 1063, 1071 [6 Cal.Rptr.3d 695] [fault for plaintiff's
Hennessy also contends that "[a]s a matter of law, in asbestos litigation, asbestos is the defective product that creates the risk of harm because asbestos is inherently dangerous." The principal flaw in this argument is that it is inconsistent with the allegations of plaintiffs' proposed amendments to their complaint.
Hennessy's contention that the same injury would have occurred regardless of whether its product was used is likewise inconsistent with the allegations before us. Hennessy contends "[a] product does not create the risk of harm if the same harm would have occurred without the use of the defendant's product." As explained above, however, plaintiffs allege that at least some of the asbestos exposure they suffered occurred only because the action of Hennessy's machines caused asbestos fibers that were "physically bound or
We hold that the defect in plaintiffs' complaints could have been cured by amendment. Plaintiffs' complaints, if amended in the manner proposed, would sufficiently allege causes of action for strict products liability and negligence. The trial court therefore erred in denying leave to amend and in granting judgment on the pleadings on those causes of action.
The judgment is reversed with respect to plaintiffs' causes of action for strict products liability and negligence. The judgment is affirmed as to all other causes of action. Costs to plaintiffs. (Cal. Rules of Court, rule 8.278(a)(3).)
Simons, J., and Bruiniers, J., concurred.